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(Junior) Compliance Officer (f/m/d)
Full-time | Unlimited
Tracing its origins to 1585, Deutsche Börse Group has become one of the world’s leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations. Deutsche Börse Group is an international company, headquartered in Frankfurt/Main, Germany. With more than 6,700 employees, the company has a strong global presence for its customers all over the world, including Luxembourg, Prague, Chicago, London, Cork, New York and many other locations.
What’s your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies, covering the entire value chain of global financial markets.
Field of activity
The Compliance Function works closely with the individual business units and group control functions to ensure compliance with national and international laws and regulations applicable to the various units of the Deutsche Börse Group and its business activities. The compliance function has a proactive role in the identification of possible non-compliance or reputational risks, including those that may arise in connection with new activities and products. Clearstream Compliance works in partnership with Group Compliance which is responsible in defining group-wide compliance policies, supports their uniform application within the group entities, and provides centralised services to prevent money laundering and terrorist financing, international financial sanctions, anti-corruption; data protection, and the prevention of conflicts of interest and related securities law requirements.
Located in Luxembourg you will assist the CCO in strengthening compliance controls over the organisational and technical measures across the business areas of the specific legal entity, as one component of a broader compliance approach across the Deutsche Börse Group and Clearstream Sub-Group.
Tasks/responsibilities
• Define and maintain the 2nd Line of Defense Compliance Control plan
• Supervise and perform controls as a 2nd Line of Defense on activities carried out by the business areas. Focus is on all Clearstream Banking activities, like securities settlement system and central securities depository
• Prepare, develop and maintain relevant risk analysis including risk based derivation of respective control measures
• Support and supervise the business areas regarding coordination and closing of findings identified by Compliance or as results of internal or external audits
• Coordinate resolution of external and internal audit findings on the Compliance function
• Prepare reports on the control measures and controls
• Monitor regulatory requirements and market practices
• Contribute to the operational duties of the CBL Compliance Team (compliance assessment for prospects, clients, new issues and alert management)
Qualifications/required skills
• University degree in economics, finance or law or similar
• Practical work experience gained either in the Compliance function of a financial institution, in an audit function/firm or as member of a supervisory authority to the financial service industry is an asset
• Knowledge of relevant regulatory requirements applicable to Clearstream Banking S.A. and to Deutsche Börse Group entities (e.g. MiFID II, GDPR, MAR, CSSF Circular 12/552 etc)
• Strong conceptual and methodological skills
• Attention on detail and organizational skills
• Communication and negotiation skills, including ability to present complex matters in a clear and comprehensive way
• Strong individual initiative, high level commitment and motivation
Proficiency in written and spoken English is required. French and/or German are a strong asset
Deutsche Börse Group embraces an international climate, whereby diversity is universal. This is evident across the board, be it through our diverse workforce, routine responsibilities or other areas of activities and scope of application. We are looking for employees who enjoy working in a dynamic and flexible environment and are willing to put forward innovative ideas for the company. An open mindset, a proactive approach and self-motivation are prerequisites.
We offer our employees an attractive remuneration package. Benefits include a high level of trust and autonomy in modern, centrally located workplaces where corporate culture and values are exercised regularly.
We value diversity and therefore welcome all applications – regardless of gender, nationality, ethnic and social origin, religion/belief, disability, age, sexual orientation and identity.
Have we piqued your interest? Then we encourage you to apply now!
Deutsche Börse Group, Human Resources
www.careers.deutsche-boerse.com
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